0000909334-13-000026.txt : 20130411 0000909334-13-000026.hdr.sgml : 20130411 20130411172932 ACCESSION NUMBER: 0000909334-13-000026 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130411 DATE AS OF CHANGE: 20130411 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OSAGE EXPLORATION & DEVELOPMENT INC CENTRAL INDEX KEY: 0001405686 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 260421736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83057 FILM NUMBER: 13756986 BUSINESS ADDRESS: STREET 1: 2445 FIFTH AVE #310 CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 619-677-3956 MAIL ADDRESS: STREET 1: 2445 FIFTH AVE #310 CITY: SAN DIEGO STATE: CA ZIP: 92101 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SUNSTONE LLC CENTRAL INDEX KEY: 0001433567 IRS NUMBER: 710913172 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 101 NORTH ROBINSON STREET 2: SUITE 800 CITY: OKLAHOMA CITY STATE: OK ZIP: 73102 BUSINESS PHONE: 405-605-2360 MAIL ADDRESS: STREET 1: 101 NORTH ROBINSON STREET 2: SUITE 800 CITY: OKLAHOMA CITY STATE: OK ZIP: 73102 FORMER COMPANY: FORMER CONFORMED NAME: SUNSTONE CORP DATE OF NAME CHANGE: 20080428 SC 13D/A 1 sunstone13da4813.htm SUNSTONE 13D/A ON OSAGE EXPLORATION sunstone13da4813.htm

 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________
 
SCHEDULE 13D
(Rule 13d-101)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(a), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(a)
(Amendment No. 2)*
 
Osage Exploration and Development, Inc.
(Name of Issuer)
 
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
 
68771L107
(CUSIP Number)
 
P. Mark Moore
101 N. Robinson, Suite 800
Oklahoma City, OK  73102
(405) 605-1235
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
April 8, 2013
(Date of Event which Requires Filing of this Statement)

 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 
 

 


 
CUSIP No:  687712L07
 
Schedule 13D/A
 

1. 
NAMES OF REPORTING PERSONS
 
SUNSTONE, LLC
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):  71-0913172
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                 (a)          [    ]
                                                                                                                                                    (b)          [    ]
 
3. 
SEC USE ONLY
 
4. 
SOURCE OF FUNDS     OO
 
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)      [    ]
 
6. 
CITIZENSHIP OR PLACE OF ORGANIZATION          OKLAHOMA
 
   7.
SOLE VOTING POWER           2,467,670
 
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING
 8.
SHARED VOTING POWER            -0-
 
PERSON WITH     9.
SOLE DISPOSITIVE POWER             2,467,670
 
   10.
SHARED DISPOSITIVE POWER             -0-
 
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON            2,467,670
 
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES        [    ]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11            4.99%
 
14.
TYPE OF REPORTING PERSON                OO
 
 

 
 
2

 

CUSIP No:  687712L07
 
13D/A
 
1. 
NAMES OF REPORTING PERSONS
 
P. Mark Moore
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) :
 
2.  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                (a)          [    ]
                                                                                                                                                    (b)          [    ]
 
3. 
SEC USE ONLY
 
4. 
SOURCE OF FUNDS     OO
 
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)      [    ]
 
6. 
CITIZENSHIP OR PLACE OF ORGANIZATION         UNITED STATES
 
   7.
SOLE VOTING POWER           2,467,670
 
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING
 8.
SHARED VOTING POWER            -0-
 
PERSON WITH     9.
SOLE DISPOSITIVE POWER             2,467,670
 
   10.
SHARED DISPOSITIVE POWER             -0-
 
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON            2,467,670
 
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES        [    ]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11            4.99%
 
14.
TYPE OF REPORTING PERSON                IN
 
 
 

 
 
3

 

 
CUSIP No:  687712L07
 
13D/A
 
1. 
NAMES OF REPORTING PERSONS
 
BLACK OAK ENERGY, LLC
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):   46-0889956 
 
2.
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                (a)          [    ]
                                                                                                                                                    (b)          [    ]
 
3. 
SEC USE ONLY
 
4. 
SOURCE OF FUNDS     OO
 
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)      [    ]
 
6. 
CITIZENSHIP OR PLACE OF ORGANIZATION          OKLAHOMA
 
   7.
SOLE VOTING POWER           2,467,670
 
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING   
 8.
SHARED VOTING POWER            -0-
 
PERSON WITH     9.
SOLE DISPOSITIVE POWER             2,467,670
 
   10.
SHARED DISPOSITIVE POWER             -0-
 
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON            2,467,670
 
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES        [    ]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11            4.99%
 
14.
TYPE OF REPORTING PERSON                OO
 
 
 
 
 
4

 

 
CUSIP No:  687712L07
 
13D/A
 
1. 
NAMES OF REPORTING PERSONS
 
SUNSTONE ENERGY GROUP, LLC
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):  20-3283363 
 
2.  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                (a)          [    ]
                                                                                                                                                    (b)          [    ]
 
3. 
SEC USE ONLY
 
4. 
SOURCE OF FUNDS     OO
 
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)      [    ]
 
6. 
CITIZENSHIP OR PLACE OF ORGANIZATION          OKLAHOMA
 
   7.
SOLE VOTING POWER          2,467,670
 
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING
 8.
SHARED VOTING POWER            -0-
 
PERSON WITH     9.
SOLE DISPOSITIVE POWER            2,467,670
 
   10.
SHARED DISPOSITIVE POWER             -0-
 
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON            2,467,670
 
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES        [    ]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11            4.99%
 
14.
TYPE OF REPORTING PERSON                OO
 
 
 
 
 
5

 

 
CUSIP No:  687712L07
 
13D/A
 
1. 
NAMES OF REPORTING PERSONS
 
BLACK OAK LEGACY, LLC
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):  46-0443682 
 
2.
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                (a)          [    ]
                                                                                                                                                    (b)          [    ]
 
3. 
SEC USE ONLY
 
4. 
SOURCE OF FUNDS     OO
 
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)      [    ]
 
6. 
CITIZENSHIP OR PLACE OF ORGANIZATION          SOUTH DAKOTA
 
   7.
SOLE VOTING POWER           2,467,670
 
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING
 8.
SHARED VOTING POWER            -0-
 
PERSON WITH     9.
SOLE DISPOSITIVE POWER            2,467,670
 
   10.
SHARED DISPOSITIVE POWER             -0-
 
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON            2,467,670
 
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES        [    ]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11            4.99%
 
14.
TYPE OF REPORTING PERSON                OO
 
 
 
 
 
6

 

 
CUSIP No:  687712L07
 
13D/A
 
1. 
NAMES OF REPORTING PERSONS
 
BLACK OAK CAPITAL, LLC
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):  46-0443852 
 
2.  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                 (a)          [    ]
                                                                                                                                                     (b)          [    ]
 
3. 
SEC USE ONLY
 
4. 
SOURCE OF FUNDS     OO
 
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)      [    ]
 
6. 
CITIZENSHIP OR PLACE OF ORGANIZATION          SOUTH DAKOTA
 
   7.
SOLE VOTING POWER           2,467,670
 
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING
 8.
SHARED VOTING POWER            -0-
 
PERSON WITH     9.
SOLE DISPOSITIVE POWER             2,467,670
 
   10.
SHARED DISPOSITIVE POWER             -0-
 
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON            2,467,670
 
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES        [    ]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11            4.99%
 
14.
TYPE OF REPORTING PERSON                OO
 
 
 
 
 
7

 

 
CUSIP No:  687712L07
 
13D/A
 
1. 
NAMES OF REPORTING PERSONS
 
BLACK OAK HOLDINGS, LLC
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):  26-1697262 
 
2.  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                (a)          [    ]
                                                                                                                                                    (b)          [    ]
 
3. 
SEC USE ONLY
 
4. 
SOURCE OF FUNDS     OO
 
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)      [    ]
 
6. 
CITIZENSHIP OR PLACE OF ORGANIZATION          SOUTH DAKOTA
 
   7.
SOLE VOTING POWER           2,467,670
 
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING
 8.
SHARED VOTING POWER            -0-
 
PERSON WITH     9.
SOLE DISPOSITIVE POWER             2,467,670
 
   10.
SHARED DISPOSITIVE POWER             -0-
 
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON            2,467,670
 
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES        [    ]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11            4.99%
 
14.
TYPE OF REPORTING PERSON                OO
 
 
 

 
 
8

 

 
 
CUSIP No:  687712L07
 
13D/A
 
1. 
NAMES OF REPORTING PERSONS
 
Irrevocable Trust of Lynn D. Moore dated March 18, 1997
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):  43-6739010 
 
2.  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                (a)          [    ]
                                                                                                                                                    (b)          [    ]
 
3. 
SEC USE ONLY
 
4. 
SOURCE OF FUNDS     OO
 
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)      [    ]
 
6. 
CITIZENSHIP OR PLACE OF ORGANIZATION          SOUTH DAKOTA
 
   7.
SOLE VOTING POWER           2,467,670
 
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING
 8.
SHARED VOTING POWER            -0-
 
PERSON WITH     9.
SOLE DISPOSITIVE POWER             2,467,670
 
   10.
SHARED DISPOSITIVE POWER             -0-
 
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON            2,467,670
 
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES        [    ]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11            4.99%
 
14.
TYPE OF REPORTING PERSON                OO
 
 
 

 
 
9

 

 
CUSIP No:  687712L07
 
13D/A
 
1. 
NAMES OF REPORTING PERSONS
 
David Story
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) 
 
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                (a)          [    ]
                                                                                                                                                   (b)          [    ]
 
3. 
SEC USE ONLY
 
4. 
SOURCE OF FUNDS     OO
 
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)      [    ]
 
6. 
CITIZENSHIP OR PLACE OF ORGANIZATION          UNITED STATES
 
   7.
SOLE VOTING POWER           -0-
 
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING
 8.
SHARED VOTING POWER           2,467,670
PERSON WITH     9.
SOLE DISPOSITIVE POWER             -0-
 
   10.
SHARED DISPOSITIVE POWER             -0-
 
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON            2,467,670
 
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES        [    ]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11            4.99%
 
14.
TYPE OF REPORTING PERSON                IN
 
 
 

 
 
10

 

 
CUSIP No:  687712L07
 
13D/A
 
1. 
NAMES OF REPORTING PERSONS
 
Buddie Livingston
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
 
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                (a)          [    ]
                                                                                                                                                   (b)          [    ]
 
3. 
SEC USE ONLY
 
4. 
SOURCE OF FUNDS     OO
 
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)      [    ]
 
6. 
CITIZENSHIP OR PLACE OF ORGANIZATION          UNITED STATES
 
   7.
SOLE VOTING POWER           -0-
 
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING
 8.
SHARED VOTING POWER           2,467,670
PERSON WITH     9.
SOLE DISPOSITIVE POWER             -0-
 
   10.
SHARED DISPOSITIVE POWER             -0-
 
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON            2,467,670
 
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES        [    ]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11            4.99%
 
14.
TYPE OF REPORTING PERSON                IN
 
 
 

 
 
11

 

 
Item 1.
Security and Issuer.
 
This Amendment No. 2 to Schedule 13D (“Amendment No. 2”) amends and supplements the Schedule 13D filed with the SEC on April 30, 2008, as amended by that Amendment No. 1 dated January 1, 2013 (the “Schedule 13D”).  This Amendment No. 2 relates to the Common Stock, par value $0.0001 per share (“Common Stock”) of Osage Exploration and Development, Inc., a Delaware corporation (the “Issuer”). Unless otherwise indicated, all capitalized terms used but not defined herein shall have the same meaning ascribed to them in the Schedule 13D. Except as indicated herein, the information set forth in the Schedule 13D remains unchanged.
 
Item 2.
Identity and Background.
 
  There are no changes to the Item 2 information previously filed.
 
Item 3.
Source and Amount of Funds or Other Consideration.
 
Item 3 is hereby amended by adding the following paragraph:

On April 8, 2013, the Warrant expired unexercised.
 
Item 4.
Purpose of Transaction.
 
There are no changes to the Item 4 information previously filed.
 
 
Item 5.
Interest in Securities of the issuer.
 
(a)  
Each of the reporting persons is deemed to be the beneficial owner of  2,467,670 shares of Common Stock, which represents approximately 4.99% of the outstanding Common Stock.  
 
(b)  
Each of Buddie Livingston and David Story possesses shared voting power with respect to 2,467,670 shares of Common Stock. Each of Buddie Livingston and David Story possesses sole voting power, and sole and shared dispositive power with respect to zero shares of Common Stock. Each of the other reporting persons possesses sole power to vote or direct the vote and sole power to dispose or direct the disposition of all 2,467,670 shares of Common Stock beneficially owned by them.
 
(c)  
During the past 60 days, Black Oak Energy, LLC disposed of 282,330 shares of Common Stock in several open market transactions for an aggregate sales price of $441,250, representing an average sales price of $1.56 per share as follows:
 
Trade Date
Shares Sold
Sales Price Per Share
     
3/13/2013
30,000
$  1.63
3/14/2013
40,000
1.61
3/18/2013
58,300
1.54
3/20/2013
4,400
1.60
3/25/2013
17,840
1.55
3/26/2013
12,100
1.56
3/27/2013
94,113
1.60
4/02/2013
577
1.62
4/10/2013
25,000
1.33
 
(d)  
N/A
 
(e)  
On April 11, 2013, each of the reporting persons ceased being a beneficial owner of more than 5% of the outstanding Common Stock.
 
Item 6.
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
 
There are no changes to the Item 6 information previously filed.
 
Item 7.
Materials to be filed as Exhibits.
 
Exhibit A: Joint Filing Agreement (previously filed).

 
 
12

 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment No. 2 is true, complete and correct.
 
April 11, 2013
SUNSTONE, LLC
     
 
By:
BLACK OAK PARTNERS, LLC, its manager
     
 
By:
P. MARK MOORE
   
P. Mark Moore, Manager
     
     
 
P. MARK MOORE
 
P. Mark Moore
     
 
BLACK OAK ENERGY, LLC
     
 
By:
P. MARK MOORE
   
P. Mark Moore, Manager
     
 
SUNSTONE ENERGY GROUP, LLC
     
 
By:
P. MARK MOORE
   
P. Mark Moore, Manager
     
 
BLACK OAK LEGACY, LLC
     
 
By:
Black Oak Partners, LLC, its manager
     
 
By:
P. MARK MOORE
   
P. Mark Moore, Manager
     
 
BLACK OAK CAPITAL, LLC
     
 
By:
Black Oak Partners, LLC, its manager
     
 
By:
P. MARK MOORE
   
P. Mark Moore, Manager
     
 
BLACK OAK HOLDINGS, LLC
     
 
By:
P. MARK MOORE
   
P. Mark Moore, Manager
     
 
IRREVOCABLE TRUST OF LYNN D MOORE DATED MARCH 18, 1997
     
 
By:
P. MARK MOORE
   
P. Mark Moore, Trustee
     
     
 
DAVID STORY
 
David Story
     
     
 
BUDDIE LIVINGSTON
 
Buddie Livingston